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China — Frontier Models and GPAI

RuleRelationship to GPAI
Generative AI Interim Measures (2023)Primary rule for large models offered as public-facing services
TC260-003-2024De facto technical standard for filing review
Deep Synthesis Provisions (2023)Sister rule for service-level filings
Algorithmic Recommendation Provisions (2022)Earliest rule for algorithm filing
  • Chinese legislation has no dedicated category corresponding to art. 51 of the EU AI Act.
  • The regulatory anchor is the service, not the model: whether the model has 10 billion or 1 trillion parameters, any public-facing generative AI service in China follows the same filing + assessment pathway.
  • The open-source vs. closed-source distinction is thinly articulated in the regulatory text: a 2024 CAC Q&A did state that “open-source without public-facing deployment does not trigger filing”, but grey areas remain in practice.
  • Legal basis: Algorithmic Recommendation Provisions art. 24, Generative AI Interim Measures art. 17, Deep Synthesis Provisions art. 19.
  • Process: submit filing materials → CAC review → receive filing number → permissioned to market.
  • De facto threshold: large-model services with “public-opinion attributes or capacity for social mobilisation”.
  • Register: CAC publishes periodic filing notices. As of 30 April 2026, 868 services had completed filing; 530 downstream applications or functions using already-filed models had completed local registration.

2. Security assessment (referenced in art. 17 of the Generative AI Interim Measures)

Section titled “2. Security assessment (referenced in art. 17 of the Generative AI Interim Measures)”
  • Primary rule: Provisions on Security Assessment of Internet Information Services with Public-Opinion Attributes or Capacity for Social Mobilisation (2018).
  • Yardstick: TC260-003-2024.
  • Substantive requirements: lawfulness of training corpora / normative annotation / ≥ 90% safety-pass rate on model outputs / keyword-base coverage / incident-response mechanism.

3. Science and technology ethics review (R&D stage)

Section titled “3. Science and technology ethics review (R&D stage)”
  • Legal basis: Science and Technology Ethics Review Measures (Trial).
  • Article 25’s list includes “algorithmic models with capacity for social mobilisation or for shaping social consciousness”.
  • An R&D-stage obligation (as distinct from obligations at the market-launch stage).
  1. “Public-facing service” is the trigger: internal R&D or closed testing does not mandate filing.
  2. Foreign-model mirrors: Chinese-language services built on foreign large models typically file through a domestic partner.
  3. Model layer vs. application layer: a covered base service completes filing; a downstream application or function that directly calls an already-filed model normally completes local registration and displays the model name and filing or launch number. It does not necessarily duplicate the base model’s filing.
  4. The awkwardness of open-source models: whether the training party that releases an open-weight model (e.g., DeepSeek) itself needs to file is disputed — in practice, the training party files when it also offers an API, and weight-only releases may not trigger filing.
DimensionChinaEU (AI Act)US
Dedicated conceptNone”GPAI” + “systemic-risk GPAI”None (EO 14110’s 10²⁶ FLOP is revoked)
Compute thresholdNone10²⁵ FLOP presumptionNone (historically 10²⁶)
ObligationsFiling + security assessment + TC260Training documentation / incident reporting / adversarial testingVoluntary (Frontier Model Forum, NIST AI RMF)
Market gateStrict (no filing = no public service)Ex-ante compliance but no “approval”None

Among the three jurisdictions, China has the strictest ex-ante gate for frontier models.

The May 2026 AI-agent Implementation Opinion extends this service-centred model toward systems that can plan, call tools and act. It proposes differentiated governance by scenario and impact, but does not create a compute threshold or a new GPAI-style model category.

Primary implementation source: CAC filing notice, 13 May 2026.